Order Routing Disclosure

Sanctuary Securities Inc. is the broker dealer within Sanctuary Wealth. Sanctuary Securities Inc. introduces transactions on a fully disclosed basis to our clearing firm, First Clearing, a trade name of Wells Fargo Clearing Services, LLC.

SEC Rule 606 requires all brokerage firms to make available to the public quarterly reports about their order routing practices. The report provides information on the routing of "non-directed orders" - any order that the customer has not specifically instructed to be routed to a particular venue for execution. This information is prepared by our clearing firm and is available at the following link: Wells Fargo Clearing Services, LLC. Disclosure of Order Routing Information.

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Pershing Transition PDFs

Pershing Program Pershing Dreyfus Fund Comparison Prospectus – Administrative Shares Prospectus – Institutional Shares Prospectus – Dreyfus Cash Management Funds Prospectus – Dreyfus Cash Management Funds Pershing Customer Fees