Sanctuary Wealth Disclosure Documents

Order Routing Disclosure

Sanctuary Securities, Inc. is the broker dealer within Sanctuary Wealth. Sanctuary Securities, Inc. introduces transactions on a fully disclosed basis to our clearing firm, Pershing, LLC., a subsidiary of The Bank of New York Mellon.

SEC Rule 606 requires all brokerage firms to make available to the public quarterly reports about their order routing practices. The report provides information on the routing of "non-directed orders" - any order that the customer has not specifically instructed to be routed to a particular venue for execution. This information is prepared by our clearing firm, Pershing, LLC.

To access Sanctuary Wealth's most recent quarterly report, click the link below and enter SANCTUARY SECURITIES, INC. into the search box.

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