Sanctuary Wealth Group, herein referred to as “Sanctuary Wealth” is a privately-owned limited liability company located in Indianapolis, Indiana that provides services either directly or through third party contractual arrangements to a network of independent investment advisors. Securities offered through Sanctuary Securities Inc., Member FINRA and SIPC and Advisory services offered through Sanctuary Advisors, LLC, an SEC registered investment advisor, are both wholly owned subsidiaries of Sanctuary Wealth. Sanctuary Advisors, LLC provides the Registered Investment Adviser platform for the advisors within the network of Sanctuary Wealth to offer investment advisory services. Registered investment advisors are not permitted to use testimonials which are generally considered to be a statement of a client’s experience with or endorsement of the investment advisor. Any references by a client herein to services refer or relate to the non-investment advisory services Sanctuary Wealth provides. In other capacities, such as with respect to its private wealth management business or dispensing of investment advice to network advisors, Sanctuary is acting as an investment advisor and in that regard, prohibits the use of testimonials. Unless otherwise expressly stated herein, all references to persons serving as officers, directors or advisory board members refer solely to such persons serving in such capacities for Sanctuary Wealth.
TERMS OF USE, CERTAIN INFORMATION AND DISCLAIMERS
Sanctuary Wealth makes no representation as to the accuracy or completeness of information contained herein. The information is based upon data available to the public and is not an offer to sell or solicitation of offers to buy any securities mentioned herein. Any investment discussed may not be suitable for all investors. Investors must make their own decisions based on their specific investment objectives and financial circumstances. Investments are subject to risk, including but not limited to market and interest rate fluctuations. Any performance data represents past performance which is no guarantee of future results. Prices/yields/figures mentioned herein are as of the date noted unless indicated otherwise. All figures subject to market fluctuation and change. Additional information available upon request.
Sanctuary Wealth, (collectively known as “Sanctuary Wealth” and “Us” or “We”), provides various related services (collectively, the “site”) to you, the user, subject to compliance with all the terms, conditions, and notices contained or referenced herein (“Terms of Use”), as well as any other written agreement between Us and you. In addition, when using particular services or materials on this site, users shall be subject to any posted rules, applicable to such services or materials that may contain terms and conditions, in addition to those in these Terms of Use.
Terms of Use
By using this website, https://www.sanctuarywealth.com/ (the “Website”), you agree to be bound by the Terms of Use and Disclaimers set forth below, which may be modified by Sanctuary Wealth at any time without prior notice.
All users, clients and prospective clients agree, as a condition precedent to access Sanctuary Wealth’s website, to release and hold harmless Sanctuary Wealth, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Sanctuary Wealth.
These Terms of Use are effective as of January 1, 2011. We expressly reserve the right to change these Terms of Use from time to time without notice to you. You acknowledge and agree that it is your responsibility to review this site and these Terms of Use from time to time and to familiarize yourself with any modifications. Your continued use of this site after such modifications will constitute acknowledgment of the modified Terms of Use and agreement to abide and be bound by the modified Terms of Use.
As used in these Terms of Use, references to our “Affiliates” include our owners, subsidiaries, affiliated companies, trade names, officers, directors, suppliers, partners, sponsors, and advertisers, and includes (without limitation) all parties involved in creating, producing, and/or delivering this site and/or its contents.
Social Media
Sanctuary Wealth may repost, share or “like” links to materials posted on the internet or by other social media users. This should not be construed as an endorsement. Sanctuary Wealth does not control or endorse and is not responsible for the contents, operation, or security of other social media sites. Users should be aware of the risks in clicking on such links which may result in harm to your computer. Sanctuary Wealth reserves the right to remove, or modify any posted materials at any time for any reason and without prior notice. We do not endorse clicking on links posted by other social media users, as these links may pose risks to your computer or take you to inappropriate sites.
If you are a Sanctuary Wealth client, we request that you contact us for any questions regarding your account, any investments, products or services. Please do not use social media to communicate or transmit any information or orders regarding your account. You should not disclose any financial or personal information on any social media site. Communications made over social media are subject to review and to our retention requirements. There should be no expectation of privacy in such communications. If you have any questions regarding our social media policies, Contact us.
Disclaimer of Warranty and Limitation of Liability
The content of this website is provided “as is” without warranty of any kind (express or implied). Sanctuary Wealth does not assume any obligation to update the information and data on this website and does not guarantee that it is accurate, current, valid, complete or suitable for any particular purpose.
Sanctuary Wealth makes no representations concerning this website, or to any websites to which this website may be linked and disclaims all express, implied and statutory warranties of any kind, including warranties of merchantability, non-infringement or fitness for a particular purpose, to the fullest extent allowed by applicable law. In no event shall Sanctuary Wealth or any of its, managing members, partners, officers, employees, or other representatives be liable or have any responsibility of any kind for any direct, indirect, special, consequential, multiple, punitive or other damages arising from information on this website or the use of this website.
INFORMATION FOR OFFSHORE INVESTORS
The information provided on this Website is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject Sanctuary Wealth, its employees, officers or agents to any registration requirement within such jurisdiction or country.
Nothing on Sanctuary Wealth’s website shall be considered a solicitation to buy or an offer to sell a security, or any other product or service, to any person in any jurisdiction where such offer, solicitation, purchase or sale would be unlawful under the laws of such jurisdiction.
NO INVESTMENT RECOMMENDATION OR SOLICITATION
This Website is for informational purposes only and does not constitute an offer to sell or the solicitation of an offer to purchase any security or investment product or services by Sanctuary Wealth or any third party.
The content of this Website is provided solely for personal use and shall not be deemed to provide access to any particular transaction or investment opportunity. Sanctuary Wealth does not intend the information on this Website to be investment advice, and the information presented on this website should not be relied upon to make an investment decision.
Sanctuary Wealth’s website is limited to the dissemination of general information pertaining to its advisory services. The publication of Sanctuary Wealth’s website on the Internet should not be construed by any client and/or prospective client as Sanctuary Wealth’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.
Sanctuary Wealth’s website may provide access to additional investment-related information, publications, and links. Sanctuary Wealth does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Sanctuary Wealth website or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Sanctuary Wealth), will be profitable or equal any historical performance level(s).
Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Sanctuary Wealth is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of Sanctuary Wealth by any of its clients. Rankings published by magazines, and other media, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser.
To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to Sanctuary Wealth’s website, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Sanctuary Wealth, or from any other investment professional.
Sanctuary Wealth does not provide tax or legal advice. You should consult with your attorney, or tax professional regarding your specific legal or tax situation.
PRIVACY POLICY
Sanctuary Wealth, collects nonpublic personal information about you from the following sources:
If you decide to close your account(s) or become an inactive customer, we will adhere to the privacy policies and practices as described in this notice.
Sanctuary Wealth restricts access to your personal and account information to those employees and affiliates who need to know that information to provide products or services to you. Sanctuary Wealth maintains physical, electronic and procedural safeguards to guard your nonpublic personal information.
We collect personal information about you to enter into or fulfill our contractual obligations with you. We are also required by law to collect and use certain personal information about you, for example, we obtain proof of your identity to enable us to meet our anti-money laundering obligations; and we obtain certain information such as your tax status, investment objectives or risk tolerance to satisfy our suitability obligations.
PERSONAL INFORMATION WE COLLECT
The categories of information that we collect about you are:
You should be aware that failure to provide this information may prevent or delay the fulfillment of our contractual obligations to you.
USE OF YOUR PERSONAL INFORMATION
We use your personal information to:
INFORMATION FOR EUROPEAN UNION RESIDENTS
Under EU privacy law, we must have a legal basis to process personal information. In most cases the legal basis for our processing will be, as described above, to:
When we process your personal information, we have in place commercially reasonable safeguards designed to protect your privacy interests and rights under applicable laws.
Some of the processing we conduct may involve making decisions about you based on automated processing of your personal information. We may obtain your consent to collect and use certain types of personal information when we are required to do so by law. If we ask for your consent to process your personal information, you may withdraw your consent at any time by contacting us. Failure to provide your consent may prevent or delay the fulfillment of our contractual obligations with you.
SHARING OF YOUR PERSONAL INFORMATION
We share your personal information with third party service providers in connection with delivering contracted services to you. These third-party service providers include: securities broker-dealers, investment advisors, custodians, banks, auditors, attorneys, consultants, or other professional and technical service providers, or suppliers.
In addition, we will share information, as necessary and required by law:
TRANSBORDER DATA TRANSFERS
The third-party service providers described above may be located outside the jurisdiction in which you are located. We may transfer, process, and store your personal information outside of your home country, which may not have the same level of data protection as your home country. If you are a resident in the EU this may include the transfer of your personal information from within the EU to a country outside of the EU.
We use contractual and other commercially reasonable safeguards to ensure that the recipients thereof provide a comparable standard of protection to your personal data. We have put in place appropriate, commercially reasonable and practicable safeguards for such transfers. If you would like additional information regarding the safeguards in place, please contact our Chief Compliance Officer at the number listed at the end of this notice.
DATA QUALITY
We will take reasonable steps to make sure that the personal data we collect, use or disclose is accurate, complete and up to date.
INFORMATION SECURITY
We have put in place commercially reasonable steps and safeguards to maintain data security with respect to your personal information and protect the personal data we hold from misuse and loss and from unauthorized access, modification or disclosure. Despite these measures, however, we cannot guarantee that your data will be secure.
DATA RETENTION PERIOD
We retain your personal information for as long as we have a relationship with you and for a period after the relationship has ended. We will not keep personal data for longer than is necessary and will take reasonable steps to destroy your personal data if it is no longer needed or required to be maintained. When determining how long to keep your personal information after our relationship with you has ended, we must take into account how long we will need to retain the information to fulfill the purposes described above and comply with regulatory obligations including the U.S. Securities and Exchange Commission’s record retention requirements. Please contact us if you would like more information about the retention period and destruction methods.
YOUR RIGHTS REGARDING YOUR PERSONAL INFORMATION
Subject to local law, you may have certain rights regarding your personal information. We reserve the right to charge a fee (representing our costs in administering your request) for supplying such information and to refuse requests which, in our opinion, occur with unreasonable frequency. These rights may include, depending on the circumstances, the right to:
We will also, as applicable and appropriate, where you have requested that we correct an error or omission in the personal data about you that is kept by us, correct such data as soon as practicable and as appropriate, send the corrected personal data to every organization to which the personal data was sent before it had been corrected, unless that organization does not need the corrected personal data for any legal or business purpose.
We may however, subject to legal and regulatory requirements, may not provide you with access to or correct such information under certain circumstances such as in situations where we:
If you would like to discuss or exercise any rights you may have, please contact our Chief Compliance Officer at the number listed below.
USE OF COOKIES AND OTHER TRACKING TECHNOLOGIES
We use cookies and other tracking technologies to improve your browsing experience on our website, to show you personalized content and to analyze our website traffic. By browsing our website, you consent to our use of cookies and other tracking technologies.
LINKS TO THIRD PARTY WEBSITES
We may from time to time provide links to third party websites in our website or other communications as a convenience to you. Such links are not intended as an endorsement of or referral to any linked websites. We do not have any control over such websites, and therefore we have no responsibility or liability for the manner in which these third parties operate their websites, or how they may collect, use or disclose, secure and otherwise treat your personal information. We recommend you read carefully the privacy statements, notices and terms of use of any linked websites.
CHANGES TO OUR PRIVACY STATEMENT
From time to time, we may update our Privacy Policy. If we change our Privacy Policy, we will notify you of the changes and provide you with an updated copy of our policy. If at any time you choose not to accept the terms of this Privacy Policy, we request that you notify us by contacting Miles Edwards, Chief Compliance Officer at the number listed below. Please be aware this may prevent our ability to fulfill our contractual obligations.
QUESTIONS
If you have any questions or concerns about our Privacy Policy, please contact Compliance at [email protected] or (317) 975-7729.
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